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Contributors Corner

The Evolution of Compliance (By Firm58)

Why Broker Dealers Need to Renew Their Regulatory Vows

Firm58_Evolution of Compliance White Paper (PDF)

Related articles

  1. Portfolio trading growth may signal a shift towards electronification, efficiency and minimal price impact.

  2. Regulations and disintermediation may not go hand-in-hand.

  3. The trend is unmistakably upward, Meritsoft notes.